At a glance
- Workplace
- Hybrid
- Location
- UK - Glasgow
About the role
- Capco is seeking Trade Surveillance Analysts to join their Finance, Risk, Regulatory & Financial Crime practice.
- The role involves supporting a leading global financial institution by managing corporate action operations and ensuring operational excellence.
Responsibilities
- Manage the end-to-end processing of corporate action income events across equity and fixed income products.
- Review and reconcile payables, receivables, ex-date, record date, and payment date activity.
- Investigate and resolve outstanding claims.
- Partner with traders, counterparties, and internal stakeholders to resolve exceptions.
- Identify P&L impacts and support operational delivery.
- Identify opportunities to improve controls and enhance processes.
- Contribute to change initiatives alongside project teams.
- Support mandatory corporate action events and tax reclaim activities.
- Escalate risks or issues where appropriate.
Requirements
- Good understanding of financial markets and products.
- Strong financial background in finance or economics.
- Ability to manage multiple priorities and meet tight deadlines.
- Exceptional attention to detail.
- Strong communication skills with experience building effective relationships.
- Good working knowledge of Microsoft Office applications.
- Understanding of regulatory and operational controls, including CASS.
Preferred qualifications
- Experience using Easyway, Gloss, or Broadridge BPS.
- Knowledge of Repo and Securities Lending activities.
- Experience supporting tax reclaim processes.
- Previous involvement in operational change or process improvement initiatives.
- Exposure to mandatory corporate actions and corporate action reorganisation events.
Benefits
- Discretionary bonus
- Competitive pension
- Health insurance
- Life insurance
- Critical illness cover
- Mental health support
- Enhanced family leave
- Emergency backup care
- Online GP services
- Five weeks' annual leave with buy/sell options
Workplace
- Hybrid working model
Skills
- Microsoft Office
- CASS
- Easyway
- Gloss
- Broadridge BPS
