At a glance
- Experience
- 4-5 years experience
- Location
- Bengaluru-VTP
About Groww
- We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the customers’ needs and convenience in mind. Our people are our greatest strength. Everyone at Groww is driven by ownership, customer-centricity, integrity and the passion to constantly challenge the status quo.
- Are you as passionate about defying conventions and creating something extraordinary as we are? Let’s chat.
Responsibilities
- PMS Compliance: Ensure compliance with applicable PMS regulations, including onboarding, online offerings, approval workflows, advertising, segregation of activities, and monitoring of investment and operational compliance.
- Wealth Management Compliance: Manage compliance requirements related to the distribution of financial products and wealth management services.
- Digital Compliance: Oversee compliance for app- and web-based offerings, including the Digital Personal Data Protection (DPDP) framework and other applicable regulations.
- Risk & Internal Audit: Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring effective regulatory checks and controls.
- AML & Surveillance: Manage Anti-Money Laundering (AML) compliance, transaction surveillance, and related monitoring activities.
Requirements
- CA / CS / MBA or equivalent professional qualification.
- Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control processes.
