At a glance
- Experience
- 10+ years experience
- Workplace
- Onsite
- Location
- London
About the role
- Robinhood is looking for a Chief Compliance Officer to lead the Risk & Compliance team in the United Kingdom.
- As Chief Compliance Officer of RHUK, you will hold SMF16 (Compliance Oversight), lead the UK compliance programme, and serve as a primary contact for the FCA and other authorities.
Responsibilities
- Oversee and maintain the firm's compliance framework in accordance with FCA rules and applicable legislation.
- Monitor regulatory developments and assess their impact on the business.
- Develop and deliver the annual Compliance Monitoring Plan and ensure timely remediation of identified issues.
- Provide practical regulatory advice to senior management on investments and crypto products and business initiatives and associated regulatory obligations.
- Act as a primary contact for the FCA and other relevant regulatory bodies.
- Own Consumer Duty oversight.
- Oversee financial crime and AML frameworks with the MLRO.
- Identify and assess risks with the 1st line of defence.
- Review financial promotions, website content and marketing communications to ensure compliance with FCA requirements.
- Chair Risk & Compliance Committee
Requirements
- Based in the United Kingdom
- Degree or equivalent practical experience
- 10+ years of previous regulatory compliance experience within a relevant FCA-regulated firm
- Approval as, or the ability to obtain approval for, the FCA Senior Management Function SMF16
- Strong working knowledge of the FCA Handbook, Consumer Duty, UK Money Laundering Regulations and SM&CR.
- Experience managing FCA Supervisory and Authorisations interactions and regulatory reporting
- Strong analytical, organisational and communication skills
- A pragmatic and risk-based approach to compliance.
- Exceptional attention to detail and strong problem-solving skills
- Experience working in an international team environment, across large projects with multiple work streams and coordinating cross-functional teams
Preferred qualifications
- Knowledge and demonstrable use of AI
Benefits
- Performance driven compensation with multipliers for outsized impact, bonus programs, and equity ownership
- Supplemental health insurance
- Ancillary insurance
- Mental health support programs
- Access to the best AI tools on the market and continuous AI skill-building
- Lifestyle wallet for wellness, childcare, learning, and more
- Company holidays, paid time off, sick time, paid volunteer time off, parental leave
- Catered meals, events, and comfortable workspaces
- Monthly commuter stipend
Workplace
- In-person attendance expected 5 days per week in the London, UK office
Skills
- AI
- FCA Handbook
- Consumer Duty
- UK Money Laundering Regulations
- SM&CR
- SMF16
- AML
